BACK TO: The Publication ProcessThe scholarly publication process has always been slightly different from the publication process for normal materials. As before, we shall look at this process historically.
Early Scholarly Publication ProcessScholarly publications arose rather late, not until the 17th century. Before that, scholarly communication was primarily limited to open letters and correspondence. One of the first of the scholarly journals was the
Philosophical Transactions of the Royal Society, published in 1665. How did it operate?
Educated people tended to belong to
special societies. One of them would have an idea (in the illustration, Sir Isaac Newton), and would deliver a paper to one of these special societies. Often, the society would send these papers to a printer, and send copies to the members of the society.
It turned out that others outside the society (including
libraries) wanted copies of these papers as well, so demand grew. The societies did not want to get into the business of printing and distribution, so these aspects of their journals were given to
professional publishers.
Scholarly Publication Process: FormalizedThis process evolved to become
regular scholarly journals. As scholarship grew, the number of scholarly articles increased tremendously, and to keep the quality of the articles high
(not everyone is Sir Isaac Newton!), a system was put into place called
Peer Review.
Peer Review is a process by which experts in the field review an article for quality before it is published. When an article is submitted by the author, it is sent to the
peers, who are experts in the subject of the article. The peers can decide that:
- the article may be published
- the article may be published with changes
- the article may not be published at all
In turn, the author can decide not to make the changes the peers demand. Negotiations can follow, but if the neither side changes,the article will not get published in the journal. At this point, the author can submit the article to another journal. (Or today, as shown in the previous section, the author may avoid the process altogether and put it directly on the internet) As the following illustration shows, with the exception of
peer review, the process is very similar to the other publication process.
MoneyOne of the main differences from the previous process is
money. We saw earlier how everyone involved (the
editor, printer, distributor, etc.) got a share of the money, with the
publisher getting approximately 50%, and the author getting a part.
In
scholarly journals, most of the time the authors receive
nothing and the peer reviewers also receive
nothing. The natural question is:
why do scholars publish?To understand this, we must return to the days before printing, when there was a
patron-client relationship. In the case of scholarly publishing, there is a
patron-client relationship, where the
scholar plays the role of the
client, while the
university or institution where the scholar works is the patron. When a scholar publishes, this is seen to be positive for the institution, and the scholar will be rewarded by raises, promotions, time off for more research, and so on.
If the scholar is exceptionally respected, another university or institution may try to "steal" them away!
Scholarly Publishing TodayAs we saw in the other publication process, the
introduction of the Internet has changed many things, and changes are occurring in scholarly publication as well. In the last few decades, there have been several changes in the normal publication of scholarly journals, the main one being that prices for many scholarly journals published by professional publishers have become
very high. For example, from 2000-2006,
median prices for many scholarly journals have gone up from 42% to 106%. (See the
Executive Summary in:
Trends in Scholarly Journal Prices, 2000-2006 from LISU Occasional Paper No.37). Such price rises have gone on for several decades.
Because of these alarming trends, many scholars and institutions have been looking for alternatives. One alternative is similar to what we saw before, to use the Internet to connect more directly with the readers.

Scholarly societies can afford professional layout and editing, and if they put materials directly on the web, many times, their materials are free. There are many free scholarly journals on the web today. One example of the many is
Didaskalia, a peer-reviewed journal about Greek and Roman drama, dance and music. One way to find many of these journals is to search them in the
Directory of Open Access Journals.
In the previous section, we noted that materials on the regular internet have these characteristics:
- Uncontrolled
- Unedited
- Immediate
- Lots of versions
The materials in these scholarly journals solve many of the problems noted with those items on the regular internet. These journals are:
- Controlled
- Edited
- Immediate
- Free, or at least, much less expensive
Open Access InititativeThe people and institutions who have made these journals have begun a movement called the
Open Access Initiative. Naturally, as with any new movement, it is highly controversial and there have been problems, but this movement seems to be around to stay. To participate in the Open Access Initiative, an institution creates an Open Archive, something that AUR is trying to do right now.
For more information on the Open Access/Open Archive movement, see the
Wikipedia article.
Continue with:
Where the Information Resides